WebSFC, Corporations have to grant permission or delegation to ndividual users of I Account or Sub-account of the Advisory Firm ccount tA o make submissions on their behalf. At least one account administrator should be assigned to eCorporate Account ach who will have full access to the account administration functions of the account which ... WebSep 19, 2024 · Following its initial consultation in 2015 on changes to the Securities and Futures (Financial Resources) Rules (FRR), the Securities and Futures Commission (SFC) has now published its Consultation Conclusions and Further Consultation on Proposed Changes to the Securities and Futures (Financial Resources) Rules (Consultation …
SFC Financial Related Returns & Filing and FRR Compliance Knowledge …
WebThis online training provides : - a basic understanding on SFC Financial Related Returns & Filing. - Financial Resources Rules (FRR) compliance requirements and obligations … Webrequirements in FRR ♦See section 55, FRR ♦To notify in writing within one business day ♦Examples – Liquid capital falls below 120% of the required liquid capital – Liquid capital … telefone salauto saj
SFC rolls out FRR amendments - Deacons - Law Firm - Hong Kong
WebNov 23, 2024 · On the OTC derivatives front, the SFC will publish the draft amendment rules “once the drafting is completed”. Subject to the legislative process, the SFC will be implementing the FRR amendments on 1 April 2024, with the exception of amendments related to a new accounting standard which will take effect on 1 January 2024. WebFinancial returns Pursuant to section 402 of the Securities and Futures Ordinance, the Securities and Futures Commission has specified that the electronic form published … In this sub-section, you will find all news releases issued by the SFC. The list is … WebFeb 24, 2024 · A licensed corporation is obliged to comply with all requirements under the Securities and Futures (Financial Resources) Rules (including submission of financial … telefone rw lavras minas gerais